Do’s And Don’t for Investors

Do’s And Don’t for Investors

Expectations from the investors (Responsibilities of investors)

Do’s ✅

1. Always deal with SEBI registered Research Analyst.
2. Ensure that the Research Analyst has a valid registration certificate.
3. Check for SEBI registration number. Please refer to the list of all SEBI registered Research Analysts available on SEBI website: SEBI Registered RAs
4. Always pay attention to disclosures made in the research reports before investing.
5. Pay your Research Analyst through banking channels only and maintain duly signed receipts mentioning payment details. You may use CeFCoM of RAASB if available.
6. Before buying/selling securities or applying in public offer, check the research recommendation provided by your Research Analyst.
7. Ask all relevant questions and clear your doubts with your Research Analyst before acting on recommendations.
8. Seek clarifications and guidance on research recommendations, especially for complex and high-risk products.
9. You have the right to stop availing the service of a Research Analyst as per agreed terms.
10. You have the right to provide feedback to your Research Analyst regarding services received.
11. You are not bound by any clause prescribed by the Research Analyst that contravenes regulatory provisions.
12. Inform SEBI about any Research Analyst offering assured or guaranteed returns.

Don’ts ❌

1. Do not provide funds for investment to the Research Analyst.
2. Don’t fall prey to luring advertisements or market rumors.
3. Do not get attracted to limited period discounts, incentives, or gifts offered by Research Analyst.
4. Do not share login credentials or passwords of your trading, demat, or bank accounts with the Research Analyst.